Publisher: Reuters Author: Sarah Lynch Dallas Mavericks owner Mark Cuban took a swipe at the…
Annual SEC Filing Reminder
In response to a large number of recent inquires, this post is a reminder of the following annual filing requirements for certain SEC Form Types.
Form 13H: This is the first year for annual 13H filings. The annual filing on Form Type 13H-A is due 45 days after the end of the calendar year. For the calendar year ended December 31, 2012, the filing deadline is February 14, 2013.
Section 16 Filings: Insiders must file a Form 5 to report any transactions that should have been reported earlier on a Form 4 or were eligible for deferred reporting. If a Form 5 must be filed, it is due 45 days after the end of the company’s fiscal year. As many company’s follow a calendar fiscal year end, February 14, 2013 is a common Form 5 filing deadline for the fiscal year ended December 31, 2012.
Schedule 13G and Schedule 13D: The annual filing due date for amendments to Schedule 13G is February 14, 2013.
Form 13F: The December 31, 2012 quarterly filing deadline for Form 13F is February 14, 2013.
Please visit our website to view and calculate additional EDGAR filing deadlines.