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Reminder: The SEC© is closed, Thursday, November 23, 2017

Reminder: The Securities and Exchange Commission (SEC) is closed, Thursday, November 23, 2017 in observance…

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Securex Launches Disclosure Newswire™ with iCrowdNewswire

Next generation “SaaS” Securities and Exchange Commission (SEC) regulatory disclosure service iCrowdNewswire has launched an…

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SEC’s New Court Powers Aren’t Going Away

Publisher: BloombergView Author: Noah Feldman Should the Securities and Exchange Commission be allowed to act…

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SEC’s ‘broken windows’ policing of Wall Street ‘deeply flawed’ or necessary?

Publisher: The Guardian Author: Suzanne McGee At times, Mary Jo White sounds almost like Wyatt…

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Supreme Court Denies Request to Hear Insider Trading Case

Publisher: The NY Times Authors: Matthew Goldstein and Adam Liptak The Supreme Court on Monday refused to…

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SEC© touts inflated numbers to look way tougher than it is

Publisher: The Intercept Author: David Dayen Faced with unrelenting criticism from financial reform groups for…

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Democrats are fed up with the SEC’s weak financial crimefighting

Publisher: New Republic Author: David Dayen The progressive movement has declared war on the Securities…

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Rarely enforced SEC© rules do little to fight earnings manipulation

Publisher: Marketwatch Author: Francine McKenna In 2013, after the “London Whale” trading disaster that cost…

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Law firm removes references to SEC© chief’s husband’s ties to audit regulator

Publisher: Marketwatch Author: Francine McKenna A move by the law firm Cravath, Swaine & Moore…

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Reg. A Roundup

Publisher: Morrison Foerster Author: Anna Pinedo This week marks the three-month anniversary of the effective…

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