News
Head of market abuse unit, U.S. SEC’s Hawke, to depart agency
Publisher: Reuters Author: Sarah Lynch Daniel Hawke, a 16-year veteran at the Securities and Exchange…
CEO Pay: SEC© Rules Would Require Companies To Compare Executive Pay With Performance
Publisher: International Business Times Author: Owen Davis The mood was downbeat during the 2015 annual…
The Real Problem With SEC© Administrative Proceedings, and How To Fix It
Publisher: Forbes Author: Daniel Fisher The ongoing controversy surrounding the Securities and Exchange Commission’s use…
Democrats corporate and progressive wings dicker over SEC© opening
Publisher: Marketwatch Author: Francine McKenna An internecine battle between the so-called corporate and progressive wings…
Oxfam says lack of SEC© rule contributing to oil-fueled corruption
Publisher: Marketwatch Author: Lucy Ren A bureaucratic delay in carrying out a rule requiring U.S.-listed…
US Chamber calls for long list of reforms for US SEC© enforcement program
Publisher: Reuters Author: Sarah Lynch The U.S. Chamber of Commerce called for numerous reforms to…
SEC© probes marketing of private tech shares
Publisher: Marketwatch Authors: Susan Pulliam & Telis Demos Securities regulators have launched a broad investigation…
Four Steps To Implementing New SEC© Cyber-Security Guidelines
Publisher: Forbes Author: James Hampshire In April the US Securities and Exchange Commission’s Division of Investment…
The Tide Is Turning Against Obama’s Pro-Wall Street SEC© Pick, Mary Jo White
Author: Ben Walsh Publisher: Huffington Post More than 110,000 people have signed a petition to remove Mary…
US SEC© Chair says agency will propose “universal proxy ballot” rules
Publisher: Reuters Author: Sarah Lynch The U.S. Securities and Exchange Commission is working to propose…