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Securex Calendar of upcoming SEC© Holidays
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Securex Updates: Monthly SEC© Holidays, Unexpected SEC© Office Closures, and Important Filing deadlines

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General Filing Deadlines

Form	Large Accelerated	Accelerated	Non-Accelerated
10-K	60 days from year-end	75 days from year-end	90 days from year-end
NT 10-K	15 day extension	15 day extension	15 day extension
10-Q	40 days from quarter end	40 days from quarter end	45 days from quarter end
NT 10-Q	5 day extension	5 day extension	5 day extension

Investment management	Annual	Interim
N-Q	60 days after 1st & 3rd fiscal quarter end	60 days after 1st & 3rd fiscal quarter end
N-PX	Due no later than August 31	Due no later than August 31
N-SAR	60 days after fiscal year end	60 days after end of 2nd fiscal quarter
N-CSR	Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR© filing is due 10 days after mailing date.	Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR© filing is due 10 days after mailing date.
Schedule 13G	Due 45 days following the end of the calendar year	Due 45 days following the end of the calendar year
Form 13F	Due 45 days following the end of each fiscal quarter from institutional investment managers	Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D	Due 10 days after the acquisition of more than 5% beneficial ownership.	Due 10 days after the acquisition of more than 5% beneficial ownership.
Form 24F-2	Due 90 days following the end of the fiscal year by investment companies.	Due 90 days following the end of the fiscal year by investment companies.
Form 11-K	Due 180 days after the end of the retirement plan year.	Due 180 days after the end of the retirement plan year.

Section 16 Beneficial Ownership Forms
Form 3	Due 10 days after the event an individual becomes a reporting person.	Due 10 days after the event an individual becomes a reporting person.
Form 4	Due before end of 2nd business day in which a company insider trades registered securities in the company.	Due before end of 2nd business day in which a company insider trades registered securities in the company.
Form 5	Due on or before 45th day after the end of the issuer’s fiscal year.	Due on or before 45th day after the end of the issuer’s fiscal year.

Foreign Forms
Form 20-F	A foreign private issuer must file its annual report on Form 20-F within four months after the end of the fiscal year covered by the report.	A foreign private issuer must file its annual report on Form 20-F within four months after the end of the fiscal year covered by the report.
If a filing due date falls on a weekend or SEC© holiday, the filing is due on the following business day. The EDGAR© system hours of operation for submitting files are 6:00am to 10:00pm Eastern Time, weekdays, excluding Federal Holidays. Files submitted after 5:30pm Eastern (with the exception of Section 16 filings) will receive the next business day’s filing date. Companies may request a filing extension for their Form 10-Q’s and 10-K’s by submitting Form 12b-25 via the EDGAR© system. By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K. Companies have up to 24 hours after the original filing deadline to file Form 12b-25. All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the information and advice provided on this page or elsewhere on this website without seeking the services of competent professional counsel.

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