Thank you for your interest in Securex Calendar and Filing Tools

Print Friendly, PDF & Email



Securex Calendar and Filing Tools

Register to receive access and new Securex content.

  • Securex Filing Deadline Calculator
  • Securex Calendar of upcoming SEC Holidays
  • Securex Monthly Newsletter
  • Securex Updates: Monthly SEC Holidays, Unexpected SEC Office Closures, and Important Filing deadlines

 


 

General Filing Deadlines

Large Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 60 days after fiscal year end 40 days after quarter end
December 15, 2007 60 days after fiscal year end 40 days after quarter end
Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2002 90 days after fiscal year end 45 days after quarter end
December 15, 2003 75 days after fiscal year end 45 days after quarter end
December 15, 2004 75 days after fiscal year end 40 days after quarter end
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 75 days after fiscal year end 40 days after quarter end
December 15, 2007 75 days after fiscal year end 40 days after quarter end
Investment management Annual Interim
N-Q 60 days after 1st & 3rd fiscal quarter end 60 days after 1st & 3rd fiscal quarter end
N-PX Due no later than August 31 Due no later than August 31
N-SAR 60 days after fiscal year end 60 days after end of 2nd fiscal quarter
N-CSR Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date. Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.
Schedule 13G Due 45 days following the end of the calendar year Due 45 days following the end of the calendar year
Form 13F Due 45 days following the end of each fiscal quarter from institutional investment managers Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D Due 10 days after the acquisition of more than 5% beneficial ownership. Due 10 days after the acquisition of more than 5% beneficial ownership.
Form 24F-2 Due 90 days following the end of the fiscal year by investment companies. Due 90 days following the end of the fiscal year by investment companies.
Non-Accelerated Filers
Form 10-Q/10-QSB 45 days after end of quarter end 45 days after end of quarter end
Form 10-K/10-KSB 90 days after end of fiscal year end 90 days after end of fiscal year end
Form 11-K Due 180 days after the end of the retirement plan year. Due 180 days after the end of the retirement plan year.
Section 16 Beneficial Ownership Forms
Form 3 Due 10 days after the event an individual becomes a reporting person. Due 10 days after the event an individual becomes a reporting person.
Form 4 Due before end of 2nd business day in which a company insider trades registered securities in the company. Due before end of 2nd business day in which a company insider trades registered securities in the company.
Form 5 Due on or before 45th day after the end of the issuer’s fiscal year. Due on or before 45th day after the end of the issuer’s fiscal year.
Foreign Forms
Form 20-F A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report. A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report.
  • If a filing due date falls on a weekend or SEC holiday, the filing is due on the following business day.
  • The EDGAR system hours of operation for submitting files are 6:00am to 10:00pm Eastern Time, weekdays, excluding Federal Holidays. Files submitted after 5:30pm Eastern (with the exception of Section 16 filings) will receive the next business day’s filing date.
  • Companies may request a filing extension for their Form 10-Q’s and 10-K’s by submitting Form 12b-25 via the EDGAR system. By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K. Companies have up to 24 hours after the original filing deadline to file Form 12b-25.

All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the information and advice provided on this page or elsewhere on this website without seeking the services of competent professional counsel.