SEC Resources

Print Friendly



 

Download Forms

Credit Cards Authorization SEC Resources pdf icon – Credit Card Authorization form

Filing Procedures SEC Resources pdf icon – Securex EDGAR Filing Procedures

 

Downloadable SEC EDGAR forms

To view the complete SEC forms list please visit the SEC website.

Please Note: For Securex Microsoft Word worksheets, please contact us today and a Securex representative will send the document via email.

FORM ID: Uniform Application for Access Codes to obtain CCC & CIK.

Securex Worksheet Official SEC form SEC Resources pdf icon

FED WIRE: Instructions for Wire Transfer of Securities and Exchange Commission Filing Fees

Official SEC form SEC Resources pdf icon

FORM 3: Initial Statement of beneficial ownership of securities

Securex Worksheet Official SEC form SEC Resources pdf icon

FORM 4: Statement of changes of beneficial ownership of securities

Securex Worksheet Official SEC form SEC Resources pdf icon

FORM 5: Annual Statement of beneficial ownership of securities

Securex Worksheet Wordksheet word icon Official SEC form SEC Resources pdf icon

Form 8-K: Current Report (Instructions included)

Official SEC form SEC Resources pdf icon

FORM 12b-25: Notification of Late Filing.

Securex Worksheet Wordksheet word icon Official SEC form SEC Resources pdf icon

Schedule 13D: Abbr. version of Schedule 13D-available for use by a limited category of “persons”

Official SEC form SEC Resources pdf icon

Schedule 13G: Quarterly report of equity holdings by institutional investment managers.

Official SEC form SEC Resources pdf icon

FORM 13-H: Large Trader Reporting.

SEC Form 13H SEC Resources pdf icon SEC Rule 13h-1 SEC Resources pdf icon

FORM 144: Notice of proposed sale of securities pursuant to Rule 144 under the 1933 Securities Act.

Official SEC form SEC Resources pdf icon

 

Helpful EDGAR filing links

SEC Calendar – Calendar of major filing deadlines and SEC holidays

Fee Calculator – Calculate the fees applicable to your SEC registration statement

Free Section 16 filings – File your section 16 forms online for free at SEC website

Section 16 FAQ – Electronic reporting FAQ

SEC Contacts – Useful SEC telephone numbers

View SEC Filings – Search EDGAR database at secinfo.com

1933 Act – 1933 Securities Act Regulations and Forms

1934 Act – 1934 Securities Act Regulations and Forms

SEC SIC – SEC SIC Code Listing

Unused money – Instruction for requesting unused money from the SEC

Sarbanes-Oxley SEC Resources pdf icon – Full text of Sarbanes-Oxley Act of 2002

Disclaimer: The forms and information available on this web site are provided as a courtesy. While every effort has been made to ensure the data included in this site is accurate, Securex Filings LLC, disclaims any responsibility for any inaccuracies or omissions.