News
Reg. A Roundup
Publisher: Morrison Foerster Author: Anna Pinedo This week marks the three-month anniversary of the effective…
Securex Filings Announces Strategic Partnership
Securex Filings LLC (Securex), a leading provider of EDGAR, XBRL, and regulatory compliance solutions to…
Mark Cuban argues that U.S. SEC© in-house trials hurt defendants’ rights
Publisher: Reuters Author: Sarah Lynch Dallas Mavericks owner Mark Cuban took a swipe at the…
SEC© Chair Faces New Conflict Claims Over Husband’s Legal Work
Publisher: Bloomberg Authors: Robert Schmidt and David Michaels U.S. Securities and Exchange Commission Chair Mary…
Appeal by ‘Diva of Distressed’ spotlights SEC© in-house court
Publisher: Reuters Author: Nate Raymond The U.S. Securities and Exchange Commission's controversial use of in-house…
SEC© steps up enforcement actions against CPAs for cooking books
Publisher: MarketWatch Author: Francine McKenna The Securities and Exchange Commission fined Bankrate Inc. $15 million to…
Judge orders U.S. SEC© to expedite resource extraction rule
Publisher: Reuters Author: Sarah Lynch A federal judge has ordered the U.S. Securities and Exchange…
Aguilar says SEC© waiver process, especially denials, should be more transparent
Publisher: MarketWatch Author: Francine McKenna Luis Aguilar, a Democrat commissioner on the Securities and Exchange…
U.S. court rejects Republican challenge to SEC© pay-to-play rule
Publisher: Reuters Author: Sarah Lynch A U.S. appeals court handed the Securities and Exchange Commission…
U.S. appeals court backs SEC© in-house enforcement cases
Publisher: Reuters Author: Jonathan Stempel A federal appeals court on Monday handed the U.S. Securities…