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SEC Rules to Expose Highest Executive Pay Can Be Easily Gamed

Publisher: Bloomberg Authors: Annie Massa and Anders Melin When the U.S. adopted a new rule last week…

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Three Steps to Compliance for Issuers on the SEC Pay Ratio Disclosure

Publisher: Forbes Author: Robin Ferracone As you know by now, last week, the Securities and…

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Whistleblowers Who Take Company Documents May Risk Criminal Prosecution

Publisher: Forbes Author: Jonathan Sack Federal law now protects whistleblowers in many instances from retaliation…

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SEC is dealt fresh blow as NY judge halts enforcement case

Publisher: Reuters Author: Jonathan Stempel A federal judge in Manhattan has handed the U.S. Securities…

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U.S. charges nine in hacking, insider trading scheme

Publisher: Reuters Author: Noeleen Walder U.S. prosecutors have charged nine people over their alleged roles…

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Split at SEC means swaps waiver rule likely to get big alteration

Publisher: Marketwatch Author: Francine McKenna The SEC on Wednesday agreed, by an unusual 3-2 vote that was…

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SEC Tries Flipping Witnesses

Publisher: Wall Street Journal Author: Jean Eaglesham Wall Street traders Ryan King and Thomas Gonnella were online buddies, chatting…

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Securex and iCrowdNewsWire announce new partnership

Equity crowdfunding is growing in the United States. As the October timeline for the SEC…

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U.S. Asks Supreme Court to Review Insider Trading Ruling

Publisher: NY Times Author: Alexandra Stevenson The Justice Department asked the Supreme Court on Thursday to review…

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Head of market abuse unit, U.S. SEC’s Hawke, to depart agency

Publisher: Reuters Author: Sarah Lynch Daniel Hawke, a 16-year veteran at the Securities and Exchange…

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