News
SEC© Admits It’s Not Monitoring Stock Buybacks to Prevent Market Manipulation
Publisher: First Look Author: David Dayen The Securities and Exchange Commission has admitted that it…
SEC© Rules to Expose Highest Executive Pay Can Be Easily Gamed
Publisher: Bloomberg Authors: Annie Massa and Anders Melin When the U.S. adopted a new rule last week…
Three Steps to Compliance for Issuers on the SEC© Pay Ratio Disclosure
Publisher: Forbes Author: Robin Ferracone As you know by now, last week, the Securities and…
Whistleblowers Who Take Company Documents May Risk Criminal Prosecution
Publisher: Forbes Author: Jonathan Sack Federal law now protects whistleblowers in many instances from retaliation…
SEC© is dealt fresh blow as NY judge halts enforcement case
Publisher: Reuters Author: Jonathan Stempel A federal judge in Manhattan has handed the U.S. Securities…
U.S. charges nine in hacking, insider trading scheme
Publisher: Reuters Author: Noeleen Walder U.S. prosecutors have charged nine people over their alleged roles…
Split at SEC© means swaps waiver rule likely to get big alteration
Publisher: Marketwatch Author: Francine McKenna The SEC© on Wednesday agreed, by an unusual 3-2 vote that was…
SEC© Tries Flipping Witnesses
Publisher: Wall Street Journal Author: Jean Eaglesham Wall Street traders Ryan King and Thomas Gonnella were online buddies, chatting…
Securex and iCrowdNewsWire announce new partnership
Equity crowdfunding is growing in the United States. As the October timeline for the SEC©…
U.S. Asks Supreme Court to Review Insider Trading Ruling
Publisher: NY Times Author: Alexandra Stevenson The Justice Department asked the Supreme Court on Thursday to review…