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SEC© to SEC© judge: Do you feel pressured to rule for the agency?

Publisher: Reuters Authors: Jonathan Stempel & Sarah Lynch A group of investment managers and their…

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SEC© investigates allegations of misspending by Dow Chemical CEO

Publisher: Reuters Authors: Josh Schneyer, Sarah Lynch, & Brian Grow The U.S. Securities and Exchange…

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Ask Matt: How to Spot a Fake SEC© Filing

Publisher: USA Today Author: Matt Krantz Q: How can I tell a filing is fake?…

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SEC© ticks off accomplishments, outlines priorities

Publisher: InvestmentNews The following is an edited version of testimony by Securities and Exchange Commission…

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Grassley asks SEC© to answer for filing hoax

Publisher: Marketwatch Author: Francine McKenna A key senator has asked the Securities and Exchange Commission…

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Considering the New IPO-Lite? Breaking Down the Stages of an SEC© Regulation A+ Offering

Publisher: Forbes Author: Michael Raneri Starting June 19, 2015, private companies have a new way…

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What SEC’s Proposal “Pay For Performance” Means For Companies Going Forward

Publisher: Forbes Author: Robin Ferracone Finally, after five years of waiting, the SEC© issued new…

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SEC© proposes rules to gather more Holding data on mutual funds, advisers

Publisher: Reuters Author: Sarah Lynch U.S. securities regulators proposed new rules on Wednesday that would…

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SEC© enables Avon stock scam and doesn’t seem to care

Publisher: Fortune Author: Dan Primack When normal people nod off behind the wheel, they hopefully…

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Ex- SEC© Head Urges Agency to Check Use of In-House Court

Publisher: Law360 Author: Stephanie Russell-Kraft Former US SEC© Commissioner Chair Christopher Cox urged the agency…

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