News
Ex- SEC© Head Urges Agency to Check Use of In-House Court
Publisher: Law360 Author: Stephanie Russell-Kraft Former US SEC© Commissioner Chair Christopher Cox urged the agency…
SEC© Approves Pilot to Assess Tick Size Impact for Smaller Companies
SEC© Press Release on 5/6/2015 The Securities and Exchange Commission today approved a proposal by…
Best Practices for Quality Transcription Results
Publisher: Transcription Outsourcing LLC Author: Ben Walker Transcription services are a necessary tool for most…
SEC© commish blasts Dodd-Frank as huge ‘distraction’
Publisher: CNBC Author: Bob Pisani On the fifth anniversary of the Flash Crash, I sat…
When the SEC© pays your lawyer for informing on you… Is that a good thing?
Publisher: Forbes Author: Daniel Fisher The SEC© announced it paid a $1 million bounty to…
SEC: Companies Cannot Stifle Whistleblowing in Confidentiality Agreements
SEC© Press Release: April 1st, 2015 The Securities and Exchange Commission today announced its first…
SEC’s Mary Jo White criticizes shareholder activism and Bill Ackman deal
Publisher: Fortune Author: Stephen Gandel Speaking at a conference in New Orleans, the SEC© chair…
Another Convicted Insider Trader Challenges Ruling Based on Newman Decision
Publisher: Forbes Author: Walter Pavlo On Nov. 9, 2009, Michael Kimelman’s home was searched by…
SEC© May Seek Companies’ Agreements to Determine Whistleblower Treatment
Publisher: Morgan Lewis As the SEC© continues to focus on it’s whistleblower initiative, companies should…
Pay-disclosure advocates chafe at SEC© rule delays
Publisher: Marketwatch Author: Eric Garcia Supporters of a rule that would require public companies to…