News
Reminders for Issuers That Intend to Use General Solicitation
Publisher: Morrison & Foerster LLP Author: Anna T. Pinedo and David M. Lynn Privately held…
SEC© Proposes Additional Requirements to Regulation D, Form D, and Rule 156
Legal Update from Dechert’s Financial Services Group The SEC© has proposed a number of amendments…
SEC© Called to Explain Use of XBRL Interactive Data
Publisher: Compliance Week Author: Tammy Whitehouse The House Committee on Oversight and Reform has made…
Letter from Congressman Issa to SEC© regarding XBRL Implementation
In this letter, the House of Representatives Committee on Oversight and Government Reform addresses concerns…
2014 US GAAP Financial Reporting Taxonomy Now Available for Public Review and Comment
The Financial Accounting Standards Board (FASB) released the proposed 2014 US GAAP Financial Reporting Taxonomy…
SEC© Fee Rate Advisory for Fiscal Year 2014
The SEC© announced that the fees public companies pay to register securities will be set…
FINRA Actions and the Due Diligence Obligations of Broker-Dealers in Private Placements
Publisher: Morrison Foerster Author: Ze’-ev D. Eiger Private placements and the due diligence obligations of…
New Bad Actor New Rule 506 (d) – A Continuous Diligence Headache for Emerging Companies
Publisher: McCarter & English, LLP Author: Jonathan Guest On July 10th, 2013, the SEC© adopted…
SEC© Filing Deadline Reminder: SEC© closed Monday for Labor Day
Reminder: SEC© and EDGAR© system are closed Monday, September 2, 2013 for Labor Day. The…
SEC© Sanctions Colorado-Based Manager for Forging Documents and Misleading CCO
SEC© Press Release The SEC© sanctioned a former portfolio manager at a Boulder, CO-based investment…