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SEC & FSA Explore Global Regulatory Requirements

Today the SEC announced plans to explore common approaches to global regulatory requirements with the UK Financial Services Authority (FSA).

Discussions are geared towards identifying a common, coherent set of data to collect from hedge fund advisers/managers to help the SEC and FSA identify risks to their regulatory objectives and mandates.

Securex is a full service filing agent registered with the US Securities and Exchange Commission that provides EDGAR document conversion (EDGARizing) and filing solutions for public companies, law firms, investment management firms, mutual funds and individuals required to file with the SEC EDGAR system.

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