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SEC© & FSA Explore Global Regulatory Requirements

Today the SEC© announced plans to explore common approaches to global regulatory requirements with the UK Financial Services Authority (FSA).

Discussions are geared towards identifying a common, coherent set of data to collect from hedge fund advisers/managers to help the SEC© and FSA identify risks to their regulatory objectives and mandates.

Securex is a full service filing agent registered with the US Securities and Exchange Commission that provides EDGAR© document conversion (EDGARizing) and filing solutions for public companies, law firms, investment management firms, mutual funds and individuals required to file with the SEC© EDGAR© system.

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