Publisher: Reuters Author: Nate Raymond The U.S. Securities and Exchange Commission's controversial use of in-house…
SEC© & FSA Explore Global Regulatory Requirements
Today the SEC© announced plans to explore common approaches to global regulatory requirements with the UK Financial Services Authority (FSA).
Discussions are geared towards identifying a common, coherent set of data to collect from hedge fund advisers/managers to help the SEC© and FSA identify risks to their regulatory objectives and mandates.
http://www.sec.gov/news/press/2009/2009-198.htm
Securex is a full service filing agent registered with the US Securities and Exchange Commission that provides EDGAR© document conversion (EDGARizing) and filing solutions for public companies, law firms, investment management firms, mutual funds and individuals required to file with the SEC© EDGAR© system.