Publisher: Reuters Author: Nate Raymond The U.S. Securities and Exchange Commission's controversial use of in-house…
SEC & FSA Explore Global Regulatory Requirements
Today the SEC announced plans to explore common approaches to global regulatory requirements with the UK Financial Services Authority (FSA).
Discussions are geared towards identifying a common, coherent set of data to collect from hedge fund advisers/managers to help the SEC and FSA identify risks to their regulatory objectives and mandates.
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