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Form 13H

Rule 13h-1 will require a "large trader" defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H.

Form 13H is filed annually by every large trader within 45 days after the end of each full calendar year. Amendments to the Form must be filed promptly following the end of a calendar quarter in the event that any of the information contained in a Form 13H filing becomes inaccurate for any reason.

Additional Form 13F Information

• SEC Information on Rule 13h-1 and Form 13H (PDF)
• General Instructions on Filing Form 13-F (PDF)
• Frequently Asked Questions About Large Traders

Form 13F calculator. Select the quarterly period end to obtain the EDGAR filing deadline.

Date of change in Large Trader information:

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OR:

No changes have occured in the calendar year 2021 2022 2023 2024 2025 2026 2027 2028 2029 2030 2031 2032 2033 2034 2035 2036

The SEC and EDGAR system will be closed for:

• Monday, January 19, 2026: Martin Luther King, Jr. Day
• Monday, February 16, 2026: Presidents' Day
• Monday, May 25, 2026: Memorial Day

Note: If a holiday falls on a Saturday or Sunday, the Federal observed holiday is moved to the preceding Friday or following Monday.

Large Accelerated Filers:

• 10-K: Due Thursday, January 29, 2026 for Fiscal Year Ended 11/30/25
• 10-Q: Due Monday, February 09, 2026 for Quarterly Period Ended 12/31/25
• 10-K: Due Monday, March 02, 2026 for Fiscal Year Ended 12/31/25
• 10-Q: Due Thursday, March 12, 2026 for Quarterly Period Ended 01/31/26
• 10-K: Due Wednesday, April 01, 2026 for Fiscal Year Ended 01/31/26
• 10-Q: Due Thursday, April 09, 2026 for Quarterly Period Ended 02/28/26

Accelerated Filers:

• 10-Q: Due Monday, February 09, 2026 for Quarterly Period Ended 12/31/25
• 10-K: Due Friday, February 13, 2026 for Fiscal Year Ended 11/30/25
• 10-Q: Due Thursday, March 12, 2026 for Quarterly Period Ended 01/31/26
• 10-K: Due Monday, March 16, 2026 for Fiscal Year Ended 12/31/25
• 10-Q: Due Thursday, April 09, 2026 for Quarterly Period Ended 02/28/26
• 10-K: Due Thursday, April 16, 2026 for Fiscal Year Ended 01/31/26

Non-Accelerated Filers:

• 10-K: Due Thursday, January 29, 2026 for Fiscal Year Ended 10/31/25
• 10-Q: Due Tuesday, February 17, 2026 for Quarterly Period Ended 12/31/25
• 10-K: Due Monday, March 02, 2026 for Fiscal Year Ended 11/30/25
• 10-Q: Due Tuesday, March 17, 2026 for Quarterly Period Ended 01/31/26
• 10-K: Due Tuesday, March 31, 2026 for Fiscal Year Ended 12/31/25
• 10-Q: Due Tuesday, April 14, 2026 for Quarterly Period Ended 02/28/26

Other Deadlines:

• 11-K: Due Thursday, January 29, 2026 for Fiscal Year ended 10/31/25
• 24F-2: Due Thursday, January 29, 2026 for Fiscal Year ended 10/31/25
• 13-F: Due Tuesday, February 17, 2026 for Calendar Quarter ended 12/31/25
• 13H-A: Due Tuesday, February 17, 2026 for Calendar Year ended 12/31/25
• 5: Due Tuesday, February 17, 2026 for Fiscal Year ended 12/31/25
• 20-F: Due Monday, March 02, 2026 for Fiscal Year ended 10/31/25
• 11-K: Due Monday, March 02, 2026 for Fiscal Year ended 11/30/25
• 24F-2: Due Monday, March 02, 2026 for Fiscal Year ended 11/30/25
• 5: Due Tuesday, March 17, 2026 for Fiscal Year ended 01/31/26
• 20-F: Due Monday, March 30, 2026 for Fiscal Year ended 11/30/25
• 11-K: Due Tuesday, March 31, 2026 for Fiscal Year ended 12/31/25
• 24F-2: Due Tuesday, March 31, 2026 for Fiscal Year ended 12/31/25
• 13H-Q: Due Friday, April 10, 2026 for Calendar Quarter ended 03/31/26
• 5: Due Tuesday, April 14, 2026 for Fiscal Year ended 02/28/26

General Filing Deadlines

	Large Accelerated Filers
FY Ending on or After	Form 10-K	Form 10-Q
December 15, 2005	75 days after fiscal year end	40 days after quarter end
December 15, 2006	60 days after fiscal year end	40 days after quarter end
December 15, 2007	60 days after fiscal year end	40 days after quarter end
	Accelerated Filers
FY Ending on or After	Form 10-K	Form 10-Q
December 15, 2002	90 days after fiscal year end	45 days after quarter end
December 15, 2003	75 days after fiscal year end	45 days after quarter end
December 15, 2004	75 days after fiscal year end	40 days after quarter end
December 15, 2005	75 days after fiscal year end	40 days after quarter end
December 15, 2006	75 days after fiscal year end	40 days after quarter end
December 15, 2007	75 days after fiscal year end	40 days after quarter end
Investment management	Annual	Interim
N-Q	60 days after 1st & 3rd fiscal quarter end	60 days after 1st & 3rd fiscal quarter end
N-PX	Due no later than August 31	Due no later than August 31
N-SAR	60 days after fiscal year end	60 days after end of 2nd fiscal quarter
N-CSR	Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.	Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.
Schedule 13G	Due 45 days following the end of the calendar year	Due 45 days following the end of the calendar year
Form 13F	Due 45 days following the end of each fiscal quarter from institutional investment managers	Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D	Due 10 days after the acquisition of more than 5% beneficial ownership.	Due 10 days after the acquisition of more than 5% beneficial ownership.
Form 24F-2	Due 90 days following the end of the fiscal year by investment companies.	Due 90 days following the end of the fiscal year by investment companies.
	Non-Accelerated Filers
Form 10-Q/10-QSB	45 days after end of quarter end
Form 10-K/10-KSB	90 days after end of fiscal year end
Form 11-K	Due 180 days after the end of the retirement plan year.
	Section 16 Beneficial Ownership Forms
Form 3	Due 10 days after the event an individual becomes a reporting person.
Form 4	Due before end of 2nd business day in which a company insider trades registered securities in the company.
Form 5	Due on or before 45th day after the end of the issuer’s fiscal year.
	Foreign Forms
Form 20-F	A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report.

• If a filing due date falls on a weekend or SEC holiday, the filing is due on the following business day.
• The EDGAR system hours of operation for submitting files are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding Federal Holidays.  Files submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's filing date.
• Companies may request a filing extension for their Form 10-Q's and 10-K's by submitting Form 12b-25 via the EDGAR system.  By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K.  Companies have up to 24 hours after the original filing deadline to file Form 12b-25.

All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the information and advice provided on this page or elsewhere on this website without seeking the services of competent professional counsel.