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SEC© Holidays & Deadlines

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Form 5

Form 5 is the Annual Statement of Changes of Beneficial Ownership of Securities.

Form 5 must be filed on or before the 45th day after the end of the issuer's fiscal year in accordance with Rule 16a-3(f).

Additional Form 5 Information

Form 5 calculator. Select the Issuer's Fiscal Year End to obtain the EDGAR filing deadline.

Period End:

Filing Deadline Calculator

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Disclaimer:

This filing deadline calculator is provided for informational purposes only. All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the results provided without seeking the services of competent professional counsel.

Calendar of SEC Holidays

Display holidays for the Year:

The SEC & EDGAR system are closed on the following Federal Holidays. The holidays on this calendar are dynamically generated and have not been manually verified.

Date Federal Holidays
 
Monday, January 01, 2024 New Year's Day
Monday, January 15, 2024 Martin Luther King, Jr. Day
Monday, February 19, 2024 Presidents' Day
Monday, May 27, 2024 Memorial Day
Wednesday, June 19, 2024 Juneteenth
Thursday, July 04, 2024 Independence Day
Monday, September 02, 2024 Labor Day
Monday, October 14, 2024 Columbus Day
Monday, November 11, 2024 Veteran's Day
Thursday, November 28, 2024 Thanksgiving Day
Wednesday, December 25, 2024 Christmas Day

Upcoming Federal Holidays

The SEC and EDGAR system will be closed for:

  • Wednesday, December 25, 2024: Christmas Day
  • Wednesday, January 01, 2025: New Year's Day

Note: If a holiday falls on a Saturday or Sunday, the Federal observed holiday is moved to the preceding Friday or following Monday.

Upcoming Filing Due Dates

Large Accelerated Filers:

  • 10-Q: Due Tuesday, December 10, 2024 for Quarterly Period Ended 10/31/24
  • 10-K: Due Monday, December 30, 2024 for Fiscal Year Ended 10/31/24
  • 10-Q: Due Thursday, January 09, 2025 for Quarterly Period Ended 11/30/24
  • 10-K: Due Wednesday, January 29, 2025 for Fiscal Year Ended 11/30/24
  • 10-Q: Due Monday, February 10, 2025 for Quarterly Period Ended 12/31/24
  • 10-K: Due Monday, March 03, 2025 for Fiscal Year Ended 12/31/24

Accelerated Filers:

  • 10-Q: Due Tuesday, December 10, 2024 for Quarterly Period Ended 10/31/24
  • 10-K: Due Monday, December 16, 2024 for Fiscal Year Ended 09/30/24
  • 10-Q: Due Thursday, January 09, 2025 for Quarterly Period Ended 11/30/24
  • 10-K: Due Tuesday, January 14, 2025 for Fiscal Year Ended 10/31/24
  • 10-Q: Due Monday, February 10, 2025 for Quarterly Period Ended 12/31/24
  • 10-K: Due Thursday, February 13, 2025 for Fiscal Year Ended 11/30/24

Non-Accelerated Filers:

  • 10-Q: Due Monday, December 16, 2024 for Quarterly Period Ended 10/31/24
  • 10-K: Due Monday, December 30, 2024 for Fiscal Year Ended 09/30/24
  • 10-Q: Due Tuesday, January 14, 2025 for Quarterly Period Ended 11/30/24
  • 10-K: Due Wednesday, January 29, 2025 for Fiscal Year Ended 10/31/24
  • 10-Q: Due Friday, February 14, 2025 for Quarterly Period Ended 12/31/24
  • 10-K: Due Friday, February 28, 2025 for Fiscal Year Ended 11/30/24

Other Deadlines:

  • 5: Due Monday, December 16, 2024 for Fiscal Year ended 10/31/24
  • 11-K: Due Monday, December 30, 2024 for Fiscal Year ended 09/30/24
  • 24F-2: Due Monday, December 30, 2024 for Fiscal Year ended 09/30/24
  • 13H-Q: Due Friday, January 10, 2025 for Calendar Quarter ended 12/31/24
  • 5: Due Tuesday, January 14, 2025 for Fiscal Year ended 11/30/24
  • 20-F: Due Wednesday, January 29, 2025 for Fiscal Year ended 09/30/24
  • 11-K: Due Wednesday, January 29, 2025 for Fiscal Year ended 10/31/24
  • 24F-2: Due Wednesday, January 29, 2025 for Fiscal Year ended 10/31/24
  • 5: Due Friday, February 14, 2025 for Fiscal Year ended 12/31/24
  • 13H-A: Due Friday, February 14, 2025 for Calendar Year ended 12/31/24
  • 13-F: Due Friday, February 14, 2025 for Calendar Quarter ended 12/31/24
  • 13G: Due Friday, February 14, 2025 for Calendar Year ended 12/31/24
  • 11-K: Due Friday, February 28, 2025 for Fiscal Year ended 11/30/24
  • 24F-2: Due Friday, February 28, 2025 for Fiscal Year ended 11/30/24
  • 20-F: Due Monday, March 03, 2025 for Fiscal Year ended 10/31/24

General Filing Deadlines

  Large Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 60 days after fiscal year end 40 days after quarter end
December 15, 2007 60 days after fiscal year end 40 days after quarter end
 
  Accelerated Filers
FY Ending on or After Form 10-K Form 10-Q
December 15, 2002 90 days after fiscal year end 45 days after quarter end
December 15, 2003 75 days after fiscal year end 45 days after quarter end
December 15, 2004 75 days after fiscal year end 40 days after quarter end
December 15, 2005 75 days after fiscal year end 40 days after quarter end
December 15, 2006 75 days after fiscal year end 40 days after quarter end
December 15, 2007 75 days after fiscal year end 40 days after quarter end
 
Investment management Annual Interim
N-Q 60 days after 1st & 3rd fiscal quarter end 60 days after 1st & 3rd fiscal quarter end
N-PX Due no later than August 31 Due no later than August 31
N-SAR 60 days after fiscal year end 60 days after end of 2nd fiscal quarter
N-CSR Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date. Due to be printed and mailed 60 days following end of each half year by investment companies. EDGAR filing is due 10 days after mailing date.
Schedule 13G Due 45 days following the end of the calendar year Due 45 days following the end of the calendar year
Form 13F Due 45 days following the end of each fiscal quarter from institutional investment managers Due 45 days following the end of each fiscal quarter from institutional investment managers
Form 13D Due 10 days after the acquisition of more than 5% beneficial ownership. Due 10 days after the acquisition of more than 5% beneficial ownership.
Form 24F-2 Due 90 days following the end of the fiscal year by investment companies. Due 90 days following the end of the fiscal year by investment companies.
 
  Non-Accelerated Filers
Form 10-Q/10-QSB 45 days after end of quarter end
Form 10-K/10-KSB 90 days after end of fiscal year end
Form 11-K Due 180 days after the end of the retirement plan year.
 
  Section 16 Beneficial Ownership Forms
Form 3 Due 10 days after the event an individual becomes a reporting person.
Form 4 Due before end of 2nd business day in which a company insider trades registered securities in the company.
Form 5 Due on or before 45th day after the end of the issuer’s fiscal year.
 
  Foreign Forms
Form 20-F A foreign private issuer must file its annual report on Form 20-F within six months after the end of the fiscal year covered by the report.
 
  • If a filing due date falls on a weekend or SEC holiday, the filing is due on the following business day.
  • The EDGAR system hours of operation for submitting files are 6:00 a.m. to 10:00 p.m. Eastern Time, weekdays, excluding Federal Holidays.  Files submitted after 5:30 p.m. Eastern (with the exception of Section 16 filings) will receive the next business day's filing date.
  • Companies may request a filing extension for their Form 10-Q's and 10-K's by submitting Form 12b-25 via the EDGAR system.  By filing this form, a filer may gain up to 5 additional days to file Form 10-Q or 15 days to file Form 10-K.  Companies have up to 24 hours after the original filing deadline to file Form 12b-25.

All information is from sources believed to be reliable; however, accuracy cannot be guaranteed. Do not act or rely upon the information and advice provided on this page or elsewhere on this website without seeking the services of competent professional counsel.

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