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SEC© has begun a new practice of basing enforcement cases on charges of negligence
At the Thomson Reuters Governance Risk and Compliance Forum in Boston on Monday, experts discussed SEC© regulation and enforcement trends, emphasizing the SEC’s new practice of basing enforcement cases on charges of negligence, and its significance to firms and their executives.
Read the full article at: http://compliancesearch.com/compliancex/sec-pursuing-negligence-charges-in-enforcement-cases-grc-panel-warns/