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SEC has begun a new practice of basing enforcement cases on charges of negligence

At the Thomson Reuters Governance Risk and Compliance Forum in Boston on Monday, experts discussed SEC regulation and enforcement trends, emphasizing the SEC’s new practice of basing enforcement cases on charges of negligence, and its significance to firms and their executives.

Read the full article at: http://compliancesearch.com/compliancex/sec-pursuing-negligence-charges-in-enforcement-cases-grc-panel-warns/

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