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FINRA Updates Private Placement Form

Morrison & Foerster LLP Author: Nilene Evans To improve member firm due diligence in private…

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Hurricane Sandy Redux: Agencies Recommend Business Continuity Planning

Publisher: Morrison & Foester In response to upcoming hurricane season, the securities and commodities industries…

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Increased Volume of Early Stage Transactions on Mixed Deal Terms

Publisher: Cooley Venture Financing Report Cooley LLP has released its report providing a summary of…

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SEC© Proposes Amendments to Regulation D, Form D, and Rule 156

Publisher: Akerman Senterfitt LLP Author: Philip B. Schwartz and Andrew E. Schwartz In July of…

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SEC© Delays Effectiveness of Large Trader Reporting for Some Broker-Dealers

Publisher: Morrison & Foerster LLP Author: Daniel A. Nathan The SEC’s “large trader” rules that…

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Private Offerings: Questions that filers may ask one day.

Although the SEC's final rule relaxing the ban on general solicitation in certain Rule 506…

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SEC© adopts 2013 US GAAP Financial Reporting Taxonomy

As of May 20th, 2013, the SEC© has approved the new 2013 US GAAP Financial…

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XBRL Taxonomy and Edgar Filer Manual Updates

Posted by Richard D. Turnquist On April 22, 2013 the SEC© staff announced that the…

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SEC© Announces the Release of 2013 US GAAP Taxonomy

Today, the SEC© has announced the 2013 US GAAP Taxonomy will take effect May 20,…

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SEC© Says Social Media OK for Company Announcements if Investors Are Alerted

On Tuesday, April 2nd 2013, the Securities and Exchange Commission released a monumental ruling on…

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