News
EDGAR© Filer Manual updated
Adoption of Updated EDGAR© Filer Manual The SEC© has released an updated EDGAR© Filer Manual…
Final Stage of SOX Section 404 to begin in June 2010
Final Stage of Section 404 of Sarbanes-Oxley to begin in June 2010 requiring small public…
SEC© Registration Fees to Decrease for Fiscal Year 2010
Fee Rate Advisory #2 for Fiscal Year 2010. Yesterday the SEC© announced the fee rate…
Reminder: SEC© Closed Monday, October 12, 2009 for Columbus Day
The SEC© will be closed Monday, October 12, 2009 for Columbus Day. As the EDGAR©…
New transfer agent Form TA-1 released by SEC© but not available for filing
The SEC© recently posted an updated Form TA-1 (Uniform Form for Registration as a transfer…
Most companies meet 1st XBRL deadline
Author: Aliya Sterstein Even though the SEC© issued some last minute XBRL guidelines, most public…
Updated SC13D and SC13G SEC© Q&A
The SEC© has issued guidance on beneficial ownership reporting on Schedules 13D and 13G. The…
New SEC© Division Regulating Risky Financial Products
The SEC© announced today that a banking law expert from the University of Texas School of…
SEC© & FSA Explore Global Regulatory Requirements
Today the SEC© announced plans to explore common approaches to global regulatory requirements with the…
September: Upcoming EDGAR© Filing Deadlines
Below are upcoming 10-Q and 10-K EDGAR© filing deadlines in September Large Accelerated Filers: 10-Q:…