Fee Rate Advisory #2 for Fiscal Year 2014

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Securities and Exchange Commission Press Release
 

The SEC is operating under a continuing resolution until Jan 15, 2014.

Fees paid under Section 31 of the Securities Exchange Act will continue to remain at their current rate until 60 days after the enactment of a regular appropriation for the SEC. The new rate will take effect 60 days after the appropriation is enacted. Until that date, the Section 31 fee rate will remain at the current rate of $17.40 per million for securities transactions and the assessment on round turn transactions in security futures will remain at $0.0042 per transaction.

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For updates on future SEC Fee Rate changes, please check back on our Securex Blog on a weekly basis.

By : Securex /November 01, 2013 /Compliance, SEC News and Public Statement, Securites Law /1 Comment