Securex Compliance provides content to ensure filers and issuers remain up to date on relevant SEC© updates and industry news
Next generation “SaaS” Securities and Exchange Commission (SEC) regulatory disclosure service iCrowdNewswire has launched an easy-to-use software-as-a-service (SaaS) solution with an extensive network of financial news channels, social media channels, media and corporate websites, RSS channels, search engines and publishing…
Publisher: BloombergView Author: Noah Feldman Should the Securities and Exchange Commission be allowed to act as prosecutor, judge and jury in pursuing civil penalties against alleged violators of the security laws? If you think the answer is yes, you can…
Publisher: The Guardian Author: Suzanne McGee At times, Mary Jo White sounds almost like Wyatt Earp, or some other law enforcer from the Old West – only without the gun. “You have to be tough” has been White’s motto since…
Publisher: The NY Times Authors: Matthew Goldstein and Adam Liptak The Supreme Court on Monday refused to review an appeals court decision that made it harder to prosecute insider trading and threatens to undermine a number of convictions. As is their custom,…
Publisher: The Intercept Author: David Dayen Faced with unrelenting criticism from financial reform groups for failing to enforce the securities laws, SEC© Chair Mary Jo White has defended herself with numbers. Regarding the SEC© enforcement numbers, the Securities and Exchange…
Publisher: New Republic Author: David Dayen The progressive movement has declared war on the Securities and Exchange Commission (SEC) and its chair, Mary Jo White. An uncoordinated yet scathing series of reports, letters and appeals have honed in on the…
Publisher: Marketwatch Author: Francine McKenna In 2013, after the “London Whale” trading disaster that cost J.P. Morgan Chase more than $6 billion, the bank halved Chief Executive James Dimon’s 2012 compensation, eliminating his cash bonus and saying he bore “ultimate…
Publisher: Marketwatch Author: Francine McKenna A move by the law firm Cravath, Swaine & Moore to excise references to uncommonly close regulatory ties follows a Bloomberg story that pointed to an ongoing conflict between John White’s service to the group while his…
Publisher: Morrison Foerster Author: Anna Pinedo This week marks the three-month anniversary of the effective date of Regulation A. Of course, given this limited experience, it may be premature to comment on market developments. Instead, below we summarize significant Reg.…
Securex Filings LLC (Securex), a leading provider of EDGAR, XBRL, and regulatory compliance solutions to the capital markets industry, announces its strategic partnership with iCrowdNewswire, a groundbreaking newswire provider, allowing Securex to offer press release distribution through iCrowdNewswire’s expansive distribution…