Securex Compliance provides content to ensure filers and issuers remain up to date on relevant SEC© updates and industry news
Publisher: Akerman Senterfitt LLP Author: Philip B. Schwartz and Andrew E. Schwartz In July of 2013, the Securities and Exchange Commission adopted a new set of rules that eliminated the ban on general solicitation and advertising in certain private offerings.…
Publisher: Morrison & Foerster LLP Author: Daniel A. Nathan The SEC’s “large trader” rules that apply to clearing firms and certain other firms will kick in this November. Thanks to a recent SEC© release, some firms are getting a two-year…
With the first annual 13H filing deadline tomorrow, February 14th, there seems to be much confusion on what actually is required to be filed. Below are brief responses to questions relating to the upcoming deadline. All large traders must submit…
Now switching to SecureXBRL is easier than ever before We have eliminated our on-boarding fee so a change to our full service XBRL is an effortless, free switch. Your previously filed DFN XBRL tags simply import into our platform -…
Today, the SEC© approved further regulatory relief and assistance for Hurricane Sandy Victims by issuing an order providing regulatory relief to publicly traded companies, investment companies, accountants, transfer agents and others affected by Hurricane Sandy. We have discussed the relief…