Next generation “SaaS” Securities and Exchange Commission (SEC) regulatory disclosure service iCrowdNewswire has launched an easy-to-use software-as-a-service (SaaS) solution with an extensive network of financial news channels, social media channels, media and corporate websites, RSS channels, search engines and publishing…
Publisher: ComplianceWeek Author: Bruce Carton Last week, the SEC© issued a press release summarizing its enforcement results for the agency’s fiscal year 2014, which ended September 30th of this year. The SEC© emphasized it filed a record 755 enforcement actions…
Publisher: Bloomberg Magazine Author: Bob Van Voris and Patricia Hurtado On February 6th, 2014, jurors in a Manhattan federal court found Mr. Mathew Martoma guilty on charges of insider trading for their 7th conviction in the SEC© investigation of SAC…
Publisher: Akerman Senterfitt LLP Author: Philip B. Schwartz and Andrew E. Schwartz In July of 2013, the Securities and Exchange Commission adopted a new set of rules that eliminated the ban on general solicitation and advertising in certain private offerings.…
Now switching to SecureXBRL is easier than ever before We have eliminated our on-boarding fee so a change to our full service XBRL is an effortless, free switch. Your previously filed DFN XBRL tags simply import into our platform -…
Today, the SEC© approved further regulatory relief and assistance for Hurricane Sandy Victims by issuing an order providing regulatory relief to publicly traded companies, investment companies, accountants, transfer agents and others affected by Hurricane Sandy. We have discussed the relief…
Effective October 1, 2012, the SEC© has a new bank account for accepting fees associated with the filing of Registration Statements. All fee payments must be submitted to the new US Bank Treasury account. The new FEDWIRE details are available…
With the release of the latest version of Marketforms, clients are now able to file their Section 16 reports even faster than before with the following new features: Auto calculation of Post-transaction holding amounts Tracking of Reporting Owner balances Scheduled…
August 31, 2012 the SEC© issued a Fee Rate Advisory for Fiscal Year 2013 which increases the filing fees for Securities Act registration statements from $114.60 per million to $136.40 per million effective October 1, 2012. Details are available on…
Beginning October 15th, 2012, the SEC© will require certain Emerging Growth Companies and foreign private issuers to submit draft registration statements for non-public review via the EDGAR© system. The new requirement includes draft registration statements, amendments as well as all…