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SEC© Proposes Additional Requirements to Regulation D, Form D, and Rule 156

September 24, 2013
Securex
Compliance, FORM D, Regulation D

Legal Update from Dechert’s Financial Services Group The SEC© has proposed a number of amendments to Regulation D, Form D, and Rule 156 under the Securities Act of 1933. The Proposing Release comes in connection with the adoption of amendments…

August 20, 2013
Securex

Publisher: Akerman Senterfitt LLP Author: Philip B. Schwartz and Andrew E. Schwartz In July of 2013, the Securities and Exchange Commission adopted a new set of rules that eliminated the ban on general solicitation and advertising in certain private offerings.…