The SEC© recently made changes to the Draft EDGAR© Filing Manual(Version 14) to update the filer manual to reflect changes scheduled to take effect on April 12, 2010. Some of the changes include: Submission form type 13F-HR/A will be suspended…
Fee Rate Advisory #2 for Fiscal Year 2010. Yesterday the SEC© announced the fee rate applicable to securities transactions will be $12.70 per million dollars for the Commission's Fiscal Year 2010. This amount is a decrease from the current rate…
The SEC© recently posted an updated Form TA-1 (Uniform Form for Registration as a transfer agent) on its website at www.sec.gov with an expiry date of April 30, 2012. The EDGARlite TA-1 template available on the SEC© Online Forms Management…
The SEC© has issued guidance on beneficial ownership reporting on Schedules 13D and 13G. The Q&A provides SEC© interpretations of Exchange Act Section 13(d) and 13(g) and Regulations 13D and 13G. The updated information is available at: http://sec.gov/divisions/corpfin/guidance/reg13d-interp.htm
A fee calculator is available as a tool to assist you in the calculation of SEC© filing fees applicable to your SEC© registration statement. The free resource is available here Also available is a current link to the latest SEC©…
A new SEC© EDGAR© Filer (Registrant) must complete a Form ID Application online with the SEC. The EDGAR© Filer Management website will allow you to create a Form ID and submit it for authorization to the SEC. Upon acceptance, the…
Since August 2004, the SEC has been publicly releasing comment and response letters relating to disclosure filings made after August 1, 2004, and reviewed by the Division of Corporation Finance and the Division of Investment Management. The Correspondence filings are released not…