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New SEC© guidance provides answers on conflict minerals disclosures
Publisher: Dinsmore Authors: David Lavan, Andrew Gammill The SEC© has issued new guidance designed to…
SEC© steps up scrutiny of municipal bonds: recently filed enforcement actions
Publisher: Mintz Levin Author: Chip Phinney In the past months, the SEC© has been stepping…
SEC© Disclosure and Corporate Governance: Two Reminders for the Compensation Committee
Publisher: Weil, Gotshal & Manges LLP Since July 1st, 2013, the New York Stock Exchange…
SEC© Goldman lawyer says agency too timid on Wall Street misdeeds
Publisher: Bloomberg.com Author: Robert Schmidt According to James Kidney, a recently retired SEC© trial attorney,…
Division announces change to procedures relating to granted applications for confidential treatment
SEC© Press Release Companies that file disclosure documents with the SEC© can apply for confidential…
“Glossy” annual reports to security holders submitted to the SEC© in paper will no longer be viewable on the SEC’s web site
SEC© Press Release Commission proxy rules require companies to provide their security holders an annual…
Investors seek less noise in disclosures, says NACD
Publisher: Compliance Week Author: Tammy Whitehouse As regulators debate the issue of disclosure overload, major…
SEC© searches for role in battling cyber threats
Publisher: InvestmentNews Author: Mark Schoeff Jr. According to participants in a round-table discussion at the…
Build Support for Your Shareholder Resolutions by Posting on SEC© EDGAR
Filing a Notice of Exempt Solicitation via Form PX14A6G By Rob Berridge, Ceres Background To…
SEC© close to weighing possible action on proxy advisory firms
Published: Reuters Author: Sarah N. Lynch The SEC© Chair Mary Jo White announced that the…