News
SEC© takes steps to stem courtroom defeats
Publisher: Wall Street Journal Author: Jean Eaglesham Faced with a recent string of courtroom defeats,…
Fee Rate Advisory #3 for Fiscal Year 2014
Securities and Exchange Commission Press Release The SEC© announced that starting on March 18th, 2014,…
SEC© Considers Revamping Reg S-K
Author: Barbara Baksa The SEC© staff have finished their review of the disclosure requirements of…
The SEC’s Quiet Insider-Trading Loss
Publisher: Bloomberg Author: Jonathan Weil Last week, the SEC© scored a big victory in the…
PCAOB Abandons Auditor Rotation
Publisher: CFO Author: Vincent Ryan On Thursday, February 6th, 2014, the PCAOB abandoned their three-year…
Tax Questions, Answered
Author: Barbara Baksa, Executive Director, NASPP In light of the upcoming tax season, there has…
Ex-SAC Fund Manager Martoma Found Guilty of Insider Trading
Publisher: Bloomberg Magazine Author: Bob Van Voris and Patricia Hurtado On February 6th, 2014, jurors…
Is SEC© on the (IFRS) Road (map) Again? FAF Contributes $3 Million to IFRS Foundation
In a step towards global collaboration towards improved financial reporting, the Financial Accounting Foundation, made…
Why Settling with the SEC© Can Be Worse Than Losing at Trial
Published: Forbes Author: Daniel Fisher In SEC© enforcement cases, the Commission has had a policy…
Government Regulators Continue to Make Insider Trading a Trial Priority (With Mixed Success)
Publisher: Barnes & Thornburg LLP Authors: Brian E. Casey, Patrick J. Cotter, Anne N. DePrez,…