News
New Reports Suggest the SEC© is Cracking Down on Confidentiality Agreements
Published: SECWhistleblowerAdvocate Author: Jordan Thomas A troubling practice that is frequently seen on the part…
Small Company Disclosure Simplification Act gains traction in the House of Representatives.
Congressman Hurt’s proposed “Small Company Disclosure Simplification Act” is moving through the House of Representatives…
SEC© may be closer to approving IFRS Taxonomy
Published: Compliance Week The SEC© may be getting closer to approving the latest IFRS Taxonomy…
SEC© launches Enforcement Cooperation Initiative for Municipal Issuers and Underwriters.
SEC© Press Release The SEC© announced a new cooperation initiative out of its Enforcement Division…
Robert Hurt Introduces Legislation to Help Small Companies Access Capital
Press Release On March 6th, 2014, Congressman Robert Hurt introduced the Small Company Disclosure Simplification…
Fee Rate Advisory #4 for Fiscal Year 2014
SEC© Press Release Pursuant to Section 31(j)(2) of the Securities Exchange Act of 1934, the…
U.S. SEC© plans tougher oversight of large asset managers
Publisher: Reuters Author: Sarah N. Lynch In her speech last Friday, SEC© Chair Mary Jo…
SEC’s Aguilar sees cyber-threat risk to ‘transfer agents’
Publisher: Reuters Author: Sarah N. Lynch Last Friday, SEC© Democratic Commissioner Luis Aguilar recommended that…
Unnecessary disclosures targeted by SEC
Publisher: Journal of Accountancy Author: Ken Tysiac In a speech at the Forum for Corporate…
SEC© Updates Guidance on Share-Based Compensation Disclosures in IPOs
Publisher: Morrison Foerster Author: Ze’-Ev Eiger In early February, the Division of Corporation Finance of…