News
SEC© Issues Proposal on Crowdfunding
The Securities and Exchange Commission unanimously voted to propose rules to permit companies to offer…
Proposal of Legislation to Further Reduce Impediments to Capital Formation
The US Congress’ Committee on Financial Services scheduled a hearing to discuss new legislation to…
SEC: Small violations can spur enforcement
On October 9th, 2013, SEC© Chairman Mary Jo White stated that the Securities and Exchange…
The SEC© is closed Monday, October 14th for Columbus Day
The SEC© will be closed on Monday, October 14th, 2013 in observance of Columbus Day…
Acceleration of Registration statements if a change in the SEC’s Operating Status occurs
The SEC© has made a statement in regards to the ongoing uncertainty about possible changes…
SEC© Approves Registration Rules for Municipal Advisers
On September 18th, 2013, the Securities and Exchange Commission voted unanimously to adopt rules establishing…
Private Offerings: Questions that Might Frequently Be Asked Sometime Soon Part II
Publisher: Morrison & Foerster Now that the SEC© has relaxed the restrictions on general solicitation…
SEC© Seeks Contractor to Help Develop Inline XBRL
Compliance Week Author: Tammy Whitehouse The Securities and Exchange Commission is actively seeking a contractor…
SEC© and EDGAR© System Operating Status
The SEC© will remain open and operational in the event the federal government undergoes a…
Why You Need to Pay Attention to General Solicitation
In a Techcrunch article published on Saturday, September 21st, 2013, authors Naval Ravikant and Kevin…