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SEC© Approves Regulatory Relief for Hurricane Sandy Victims

Today, the SEC© approved further regulatory relief and assistance for Hurricane Sandy Victims by issuing an order providing regulatory relief to publicly traded companies, investment companies, accountants, transfer agents and others affected by Hurricane Sandy. We have discussed the relief…

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Draft Registration Statements Required to Be Submitted and Filed Using EDGAR© Beginning October 15, 2012

Beginning October 15th, 2012, the SEC© will require certain Emerging Growth Companies and foreign private issuers to submit draft registration statements for non-public review via the EDGAR© system. The new requirement includes draft registration statements, amendments as well as all…

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