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Happy Holidays from all of us at Securex! The SEC will be closed on Monday, December 26, 2011 for the Christmas holiday. With the EDGAR system closed, filers will not be permitted to submit filings to the EDGAR system. Filings…
Today, the SEC announced they will reduce the number of days they hold SEC comment letters and response letters (CORRESP) before releasing them through the EDGAR system. Beginning January 1, 2012, the SEC will release filing review correspondence a minimum…
Included in the EDGAR Filer Manual (Volume I) General Information (Version 11) which was updated on November 21, 2011, the SEC lists changes to submission form types 13F-HR, 13F-NT and their amendments. Valid period dates have been updated to include…
The SEC has added an additional Applicant Type, 'Municipal Advisor,' when completing the process to apply for SEC EDGAR Filer Access. Filers may prepare and submit their Form ID applications directly through the Online EDGAR Filing website. As always, Securex is…
From the all of us at Securex, we would like to wish you a Happy Thanksgiving! The SEC will be closed Thursday November 24, 2011 for Thanksgiving. With the EDGAR system closed, filers will not be permitted to submit filings…
The Securities and Exchange Commission (SEC) recently adopted a new rule (Rule 13h-1) which requires filing of Form 13H. This new rule is of interest to investment advisers because it requires "large traders" to register by filing new Form 13H…
We often receive questions about EDGAR filing deadlines and the cut off to receive same day date stamps on filings. The following is a summary of general EDGAR hours of operation: The EDGAR system hours of operation for submitting files…
Marketforms.com, is changing the way SEC Section 16 forms are filed. During our last stage of private testing, we are are looking for filers that would like a free 30 day trial in exchange for feedback on the usability of…
EDGARLink Retirement!! EDGARLink is moving on-line!! In November 2010, we introduced the new EDGARLink Online Application, an on-line version of the tool that filers use to create their submission documents to be filed with the SEC. This new on-line version…
Upcoming SEC EDGAR filing deadlines for the month of August: Large Accelerated Filers: 10-Q: Due Monday, August 09, 2010 for Quarterly Period Ended 06/30/10 10-K: Due Monday, August 30, 2010 for Fiscal Year Ended 06/30/10 Accelerated Filers: 10-Q: Due Monday,…