News
US Stock Market Reform has wrong focus, outgoing regulator says
Publisher: Reuters Author: John McCrank The piecemeal approach taken by the U.S. Securities and Exchange…
SEC© to SEC© judge: Do you feel pressured to rule for the agency?
Publisher: Reuters Authors: Jonathan Stempel & Sarah Lynch A group of investment managers and their…
SEC© investigates allegations of misspending by Dow Chemical CEO
Publisher: Reuters Authors: Josh Schneyer, Sarah Lynch, & Brian Grow The U.S. Securities and Exchange…
Ask Matt: How to Spot a Fake SEC© Filing
Publisher: USA Today Author: Matt Krantz Q: How can I tell a filing is fake?…
SEC© ticks off accomplishments, outlines priorities
Publisher: InvestmentNews The following is an edited version of testimony by Securities and Exchange Commission…
Grassley asks SEC© to answer for filing hoax
Publisher: Marketwatch Author: Francine McKenna A key senator has asked the Securities and Exchange Commission…
Considering the New IPO-Lite? Breaking Down the Stages of an SEC© Regulation A+ Offering
Publisher: Forbes Author: Michael Raneri Starting June 19, 2015, private companies have a new way…
What SEC’s Proposal “Pay For Performance” Means For Companies Going Forward
Publisher: Forbes Author: Robin Ferracone Finally, after five years of waiting, the SEC© issued new…
SEC© proposes rules to gather more Holding data on mutual funds, advisers
Publisher: Reuters Author: Sarah Lynch U.S. securities regulators proposed new rules on Wednesday that would…
SEC© enables Avon stock scam and doesn’t seem to care
Publisher: Fortune Author: Dan Primack When normal people nod off behind the wheel, they hopefully…